NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Compliance Monitoring Systems: Detect violations in trustee activities.
Trustee Transparency: Disclose operational processes to SEBI.
Debenture Holder Grievances: Addressed promptly by trustees.
SEBI Oversight: Ensures trustee regulatory compliance.
Trustee Due Diligence: Verify issuer compliance with regulations.
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NISM 3A Securities Intermediaries Compliance
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