NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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CRA Definition: Entities rating securities like bonds or fixed deposits.
Registration Requirements: Include SEBI approval and net worth.
Net Worth Requirement: Minimum Rs. 25 crores for CRAs.
General Obligations: Provide accurate and unbiased ratings.
Code of Conduct: CRAs maintain integrity and professionalism.
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NISM 3A Securities Intermediaries Compliance
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