NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Custodian Transparency: Disclose operational processes to SEBI.
Investor Grievances Redressal: Addressed promptly by custodians.
SEBI Oversight: Ensures custodian regulatory compliance.
Custodial Services Scope: Includes settlement and benefit collection.
Custodian Due Diligence: Verify client and asset details.
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