NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Proxy Advisor Definition: Provide voting advice to shareholders.
SEBI Regulation: Governed by SEBI (Research Analyst) Regulations, 2014.
Registration Requirements: Include SEBI approval and qualifications.
Conflict of Interest: Disclose and manage potential conflicts.
Voting Recommendations: Based on detailed corporate analysis.
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NISM 3A Securities Intermediaries Compliance
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