NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Equity Shares: Represent ownership with residual claims on earnings/assets, offering dividends and voting rights.
Preference Shares: Hybrid securities with preferential dividend and capital repayment rights but limited voting rights.
Debentures: Debt securities paying periodic coupons with a fixed maturity, unsecured in India.
Bonds: Long-term debt securities issued by governments or corporates, typically secured internationally.
Warrants: Long-term call options allowing holders to buy equity shares at a specified price.
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NISM 3A Securities Intermediaries Compliance
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