NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Derivatives: Financial contracts deriving value from underlying assets, including options and futures.
Options: Contracts granting the right (not obligation) to buy (call) or sell (put) an asset at a specified price.
Futures: Contracts ensuring delivery of an asset at a future date at a quoted price, offsettable before delivery.
Index Derivatives: Futures based on stock indices like BSE Sensex or NSE Nifty 50.
Structured Products: Combine bonds, equities, and derivatives, offering capital protection or diversification for high net-worth investors.
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NISM 3A Securities Intermediaries Compliance
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