NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Alternative Investment Funds (AIFs): Privately pooled vehicles investing in real estate, private equity, or hedge funds.
American Depository Receipts (ADRs): Dollar-denominated securities representing foreign company shares traded on US exchanges.
Global Depository Receipts (GDRs): Foreign currency-denominated instruments representing shares of foreign companies.
Indian Depository Receipts (IDRs): Rupee-denominated securities representing foreign company shares traded in India.
Mutual Fund Units: Represent investor shares in a scheme’s assets, managed to achieve specific investment objectives.
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NISM 3A Securities Intermediaries Compliance
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