NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Exchange-Traded Funds (ETFs): Open-ended mutual funds traded throughout the day, passively managed.
Currency Derivatives: Risk management tools like options or futures to lock in currency exchange rates.
Interest-Rate Derivatives: Contracts like futures or swaps to hedge against interest rate fluctuations.
Interest-Rate Futures: Contracts on debt securities like T-bills to lock in yields or borrowing rates.
Interest-Rate Swaps: Agreements to exchange cash flows in the same currency to manage interest rate exposure.
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NISM 3A Securities Intermediaries Compliance
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