NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 56 Of 93
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Clearing Corporation Role: Acts as a central counterparty to all trades.
Settlement Date: Date when securities and funds are exchanged post-trade.
Investor Protection: SEBI ensures fair treatment and timely grievance redressal.
Market Surveillance: Exchanges monitor trading to detect unfair practices.
Trading Member: Members execute trades on exchanges for clients or themselves.
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