NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 57 Of 93
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Brokerage Fees: Commissions charged by brokers for trade execution.
Contract Note: Documents trade details, including price and quantity.
Risk Monitoring: Exchanges track positions to prevent settlement failures.
Margin Collection: Brokers collect upfront margins from clients per SEBI rules.
Debt Market Trading: Debt securities trade on platforms like NSE’s RFQ.
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