NISM Series 12 Securities Markets Foundation Certification Exam Notes

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  • RBI Retail Direct: Retail investors access government securities via RBI’s platform.
  • Corporate Bond Trading: RFQ platform facilitates transparent bond trading.
  • Arbitration Mechanism: Stock exchanges provide arbitration for dispute resolution.
  • Online Dispute Resolution: SEBI’s 2023 circular enables online grievance redressal.
  • Market Volatility: Circuit breakers curb excessive price swings.

NISM 12 Securities Markets Foundation

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