NISM Series 12 Securities Markets Foundation Certification Exam Notes

Page 60 Of 93

Go to:

  • Clearing Bank: Designated banks handle settlement payments for trades.
  • Trade Matching: Exchanges ensure buy and sell orders align correctly.
  • Investor Services: Brokers offer research and recommendations to clients.
  • Market Indicators: Open interest and trading volume signal market health.
  • SEBI Circulars: Guide operational and compliance aspects of trading.

NISM 12 Securities Markets Foundation

MODELEXAM MODELEXAM®