NISM Series 12 Securities Markets Foundation Certification Exam Notes

Page 61 Of 93

Go to:

  • Liquidity Risk: Illiquid securities may face price or sale challenges.
  • Market Access: Brokers provide retail investors access to secondary markets.
  • Corporate Actions: Adjustments like dividends impact trading prices.
  • Investor Education: SEBI promotes awareness for informed trading decisions.
  • Technology Impact: FinTech innovations streamline trading processes.

NISM 12 Securities Markets Foundation

MODELEXAM MODELEXAM®