NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 62 Of 93
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Risk Management Systems: Ensure market stability through margins and limits.
Secondary Market Benefits: Enhance liquidity, price discovery, and investor flexibility.
Mutual Fund Definition: A mutual fund pools investor money to invest in securities per stated objectives.
Mutual Fund Structure: Comprises sponsors, trustees, AMCs, and custodians.
Sponsors Role: Sponsors establish mutual funds and appoint trustees.
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