NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 63 Of 93
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Trustees Role: Trustees ensure AMCs act in investors’ best interests.
AMC Role: AMCs manage fund investments and daily operations.
Custodians Role: Custodians hold fund securities and assets securely.
Open-Ended Funds: Allow continuous buying and selling at NAV.
Closed-Ended Funds: Have fixed maturity and trade on exchanges.
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