NISM Series 7 Securities Operations Certification Exam Notes

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  • Corporate Actions: Events like dividends, bonuses, or splits affecting securities.
  • Book Building: Process to determine IPO price based on investor demand.
  • Price Discovery: Determining security prices through market interactions.
  • Market Segments: Include equity, debt, and derivatives markets.
  • Exchange-Traded Derivatives: Standardized contracts traded on exchanges.

NISM Securities Operations

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