NISM Series 7 Securities Operations Certification Exam Notes

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  • Speculation: Trading to profit from price movements without owning the asset.
  • Arbitrage: Exploiting price differences in different markets for profit.
  • Circuit Breakers: Mechanisms to halt trading during extreme price movements.
  • Margin Trading: Borrowing funds to purchase securities, increasing leverage.
  • Short Selling: Selling securities not owned, expecting price declines.

NISM Securities Operations

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