NISM Series 7 Securities Operations Certification Exam Notes

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  • Regulatory Framework: Governed by SCRA, SEBI Act, and Depositories Act.
  • Investor Protection: SEBI ensures transparency and fairness in markets.
  • Market Infrastructure Institutions (MIIs): Include exchanges, depositories, and clearing corporations.
  • Electronic Trading Platforms: Facilitate faster and transparent trading.
  • Securities Market Evolution: Shift from physical to electronic trading systems.

NISM Securities Operations

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