NISM Series 7 Securities Operations Certification Exam Notes
Page 13 Of 97
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Stock Brokers: Facilitate securities trading for clients on stock exchanges.
Clearing Members: Ensure trade settlement by managing funds and securities.
Depository Participants (DPs): Act as agents for depositories to manage client accounts.
Retail Individual Investors: Investors applying for securities worth up to ₹2 lakh.
Institutional Investors: Include banks, mutual funds, and insurance companies.
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