NISM Series 7 Securities Operations Certification Exam Notes

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  • Foreign Portfolio Investors (FPIs): Foreign entities registered with SEBI for investments.
  • Non-Institutional Investors: Investors other than retail or institutional categories.
  • Custodians: Hold securities and manage corporate actions for clients.
  • Market Makers: Provide liquidity by continuously quoting buy and sell prices.
  • Trading Members: Execute trades on their own or clients’ behalf on exchanges.

NISM Securities Operations

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