NISM Series 7 Securities Operations Certification Exam Notes

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  • Order Matching: Executes trades based on price-time priority.
  • Algorithmic Trading: Uses automated systems for trade execution.
  • Smart Order Routing (SOR): Routes orders to the best exchange price.
  • Back Office Operations: Handle confirmation, payments, and accounting.
  • Risk Management: Includes margin collection and exposure monitoring.

NISM Securities Operations

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