NISM Series 7 Securities Operations Certification Exam Notes
Page 28 Of 97
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Contract Note Details: Include trade details, broker info, and taxes.
Client Code Modification: Regulated to prevent unauthorized changes.
Margin Requirements: Include VaR, MTM, and extreme loss margins.
Order Modification: Allows changes in price/quantity during trading hours.
Clearing Corporation Role: Acts as counterparty to ensure settlement.
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