NISM Series 7 Securities Operations Certification Exam Notes

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  • Corporate Bond Market: Trades non-government debt securities issued by corporates.
  • Real Estate Investment Trusts (REITs): Issue units via public or private placement for real estate investments.
  • SEBI Regulations: Govern issuance, trading, and settlement in the securities market.
  • Over-the-Counter (OTC): Transactions conducted outside stock exchanges, including electronic platforms.
  • Private Placement: Issuance of securities to select investors, not the general public.

NISM Securities Operations

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