NISM Series 7 Securities Operations Certification Exam Notes

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  • Global Depository Receipts (GDRs): Negotiable instruments for raising capital in international markets.
  • Exchange-Traded Funds (ETFs): Securities tracking indices or assets, traded on exchanges.
  • Mutual Funds: Pooled investment vehicles managed by professionals for investors.
  • Futures Contracts: Standardized agreements to buy/sell assets at a future date.
  • Options Contracts: Provide the right, but not obligation, to buy/sell assets at a set price.

NISM Securities Operations

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