NISM Series 7 Securities Operations Certification Exam Notes

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  • Market Liquidity: Ensured by active trading and market makers in the secondary market.
  • SEBI’s Role: Regulates securities markets to protect investors and ensure stability.
  • Depositories: Facilitate electronic holding and transfer of securities.
  • Clearing Corporations: Ensure trade settlement by acting as counterparties.
  • Securities Lending and Borrowing (SLB): Allows temporary transfer of securities for a fee.

NISM Securities Operations

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