NISM Series 7 Securities Operations Certification Exam Notes
Page 6 Of 97
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Market Liquidity: Ensured by active trading and market makers in the secondary market.
SEBI’s Role: Regulates securities markets to protect investors and ensure stability.
Depositories: Facilitate electronic holding and transfer of securities.
Clearing Corporations: Ensure trade settlement by acting as counterparties.
Securities Lending and Borrowing (SLB): Allows temporary transfer of securities for a fee.
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