NISM Series 7 Securities Operations Certification Exam Notes
Page 40 Of 97
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Position Limits: Restrict excessive exposure in derivatives markets.
SPAN Margin: Scenario-based margin for futures and options.
Margin Period of Risk (MPOR): Minimum 2 days for derivatives margining.
Liquid Assets: Used as collateral with specified haircuts.
Client Collateral: Must be segregated from broker’s proprietary collateral.
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