NISM Series 7 Securities Operations Certification Exam Notes

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  • SEBI Circulars: Guide margin collection and risk management.
  • Operational Risk: Arises from system failures or human errors.
  • Market Risk: Due to price volatility in securities markets.
  • Credit Risk: Risk of client or counterparty default.
  • Systemic Risk: Market-wide disruptions affecting stability.

NISM Securities Operations

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