NISM Series 7 Securities Operations Certification Exam Notes

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  • Off-Market Trades: Not cleared through recognized exchanges.
  • Netting Benefits: Reduces capital requirements for settlement.
  • SEBI Guidelines: Regulate clearing and interoperability frameworks.
  • Trade Allocation: Assigns trades to client accounts for clearing.
  • Depository Participants (DPs): Facilitate securities transfer for clients.

NISM Securities Operations

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