NISM Series 7 Securities Operations Certification Exam Notes
Page 54 Of 97
Go to:
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
Clearing Process: Involves trade validation, netting, and obligation determination.
Margin Requirements: Collected to cover settlement risks.
Client KYC: Verified before clearing and settlement.
Electronic Transfers: Ensure secure movement of funds/securities.
Regulatory Oversight: SEBI monitors clearing operations.
Previous
Next
NISM Securities Operations
Free Demo
Buy Premium
Home
Copyright 2025 -
MODELEXAM
®
Developed by
www.realsoftinfoplan.com
MODELEXAM® MODELEXAM® 
www.realsoftinfoplan.com
www.realsoftinfoplan.com
MODELEXAM® www.realsoftinfoplan.com