NISM Series 7 Securities Operations Certification Exam Notes
Page 77 Of 97
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IPF Eligibility: Defines norms for investor compensation claims.
Regulatory Compliance: Brokers adhere to SEBI grievance rules.
Client Communication: Brokers must inform clients of grievance options.
Arbitration Timeline: Must conclude within specified periods.
Investor Education: Promoted by SEBI for market awareness.
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