NISM Series 7 Securities Operations Certification Exam Notes
Page 78 Of 97
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SCORES Guidelines: Define complaint filing and resolution processes.
ODR Framework: Integrates with SCORES for seamless resolution.
Broker Responsibilities: Include timely grievance redressal.
IPF Corpus: Funded by exchanges and penalties for investor claims.
Arbitration Venue: Based on intermediary’s registered office.
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