NISM Series 7 Securities Operations Certification Exam Notes
Page 79 Of 97
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Complaint Exclusions: Exclude unregistered or unregulated activities.
Investor Charter Display: Mandatory at broker offices.
ODR Empanelment: MIIs select neutral ODR institutions.
Grievance Redressal Timeline: Specified by SEBI for resolution.
Client Protection: Ensures fair treatment in disputes.
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