NISM Series 7 Securities Operations Certification Exam Notes
Page 80 Of 97
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Arbitration Awards: Binding on parties unless appealed.
SEBI Oversight: Monitors grievance redressal processes.
Investor Compensation: Limited by IPF norms and SEBI rules.
Broker Penalties: Imposed for non-compliance with grievance rules.
ODR Platform: Enhances efficiency in dispute resolution.
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