NISM Series 7 Securities Operations Certification Exam Notes
Page 83 Of 97
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SEBI Circulars: Guide grievance and arbitration processes.
Investor Grievance Types: Include trade disputes and account issues.
ODR Integration: Links with SCORES for seamless escalation.
IPF Utilization: Compensates for financial losses due to defaults.
Arbitration Transparency: Decisions recorded and communicated.
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