NISM Series 7 Securities Operations Certification Exam Notes

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  • Client Dispute Resolution: Prioritizes amicable settlement.
  • Grievance Redressal Display: Mandatory at broker premises.
  • Investor Protection Measures: Include SCORES and IPF.
  • ODR Efficiency: Reduces resolution time for disputes.
  • Broker Compliance: Adherence to SEBI grievance guidelines.

NISM Securities Operations

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