NISM Series 7 Securities Operations Certification Exam Notes

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  • Smart Order Routing (SOR): Routes orders to optimal exchange prices.
  • Depository Participant (DP) Services: Manage client demat accounts.
  • UPI in IPOs: Used as a payment mechanism for retail applications.
  • PMS Net Worth: Portfolio managers require ₹5 crore minimum net worth.
  • Margin Trading Securities: Limited to Group I securities.

NISM Securities Operations

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