NISM Series 7 Securities Operations Certification Exam Notes

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  • IBT Security: Requires encryption and secure access protocols.
  • Broker Services: Include IPOs, mutual funds, and margin funding.
  • PMS Registration: Requires SEBI approval and professional qualifications.
  • MTF Agreement: Mandatory for clients availing margin trading.
  • Online Trading Platforms: Provide real-time order execution.

NISM Securities Operations

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