NISM Series 7 Securities Operations Certification Exam Notes
Page 91 Of 97
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MTF Margin Requirements: Include VaR and extreme loss margins.
IBT Compliance: Brokers ensure secure trading systems.
Mutual Fund ARN: Required for brokers distributing funds.
PMS Investment Limits: Specified for discretionary and non-discretionary services.
MTF Regulatory Framework: Governed by SEBI circulars.
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