NISM Series 7 Securities Operations Certification Exam Notes
Page 92 Of 97
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Online Trading Access: Provided via secure client logins.
DP Account Management: Includes securities holding and transfers.
Broker Technology: Supports IBT, SOR, and algorithmic trading.
PMS Disclosures: Mandatory for transparency with clients.
MTF Position Limits: Monitored to manage exposure risks.
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