NISM Series 7 Securities Operations Certification Exam Notes
Page 93 Of 97
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IBT Audit Trail: Tracks all client orders and trades.
Mutual Fund Platforms: Facilitate direct and regular plan investments.
DP Corporate Actions: Manage bonuses, dividends, and splits.
MTF Termination: Allowed by exchanges with proper notice.
PMS Risk Management: Ensures suitability of investments.
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