NISM Series 7 Securities Operations Certification Exam Notes
Page 94 Of 97
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IBT Client Identification: Ensures secure access to trading systems.
Mutual Fund Settlement: Uses client bank accounts, not pool accounts.
DP Compliance: Adheres to SEBI and depository bye-laws.
MTF Funding: Provided by brokers with client consent.
PMS Portfolio Types: Include discretionary and advisory services.
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