NISM Series 7 Securities Operations Certification Exam Notes

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  • IBT Safety Features: Protect against cyber threats.
  • Mutual Fund Orders: Executed via exchange platforms or AMCs.
  • DP Record-Keeping: Maintains client securities data.
  • MTF Risk Disclosure: Informs clients of leverage risks.
  • PMS Client Reporting: Periodic updates on portfolio performance.

NISM Securities Operations

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