NISM Series 7 Securities Operations Certification Exam Notes

Page 96 Of 97

Go to:

  • IBT Alternate Channels: Ensure trading continuity during failures.
  • Mutual Fund Compliance: Adheres to SEBI and AMFI guidelines.
  • DP Securities Transfer: Facilitates seamless client transactions.
  • MTF Margin Calls: Issued to cover shortfall in collateral.
  • PMS Investment Strategies: Tailored to client risk profiles.

NISM Securities Operations

MODELEXAM MODELEXAM®