NISM 10A Investment Adviser Level 1 Notes
Page 176 Of 181
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Insurance Ombudsman: Mediates or awards resolutions for insurance disputes.
IGMS Platform: IRDAI’s online system for tracking and resolving insurance complaints.
Pension Redress: SEBI for mutual fund pensions, IRDAI for insurance pensions.
NPS Grievance: Handled by NSDL’s CRA or escalated to NPS Trust.
Securities Appellate Tribunal (SAT): Hears appeals against SEBI or other regulatory orders.
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NISM 10A NISM Investment Adviser Level 1
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