NISM 10A Investment Adviser Level 1 Notes
Page 177 Of 181
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SAT Powers: Include summoning witnesses, reviewing decisions, and issuing orders.
Appeal to SAT: Filed within 45 days of SEBI or regulatory order receipt.
Supreme Court Appeals: Against SAT decisions, filed within 60 days.
NCLT Role: Handles complaints against NBFCs for non-repayment of deposits.
Ministry of Company Affairs: Addresses complaints against unlisted company bonds.
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