NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Feedback collection: Seek investor feedback post-resolution to improve services.
  • Professional attitude: Maintain consistent professionalism in all interactions.
  • Gratitude: Thank investors to build rapport and loyalty.
  • SOP compliance: Follow standard operating procedures for processing requests.
  • Maker-checker concept: Ensures accuracy in document processing by RTAs.

NISM RTA Corporate

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