NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
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Objection processing: Send objection letters for incomplete requests via registered post.
KYC requirements: Mandatory PAN, Aadhaar, and utility bills for verification.
Document preservation: Store documents securely, with shredding after approval.
Complaint registration: Generate unique numbers for tracking investor grievances.
SCORES platform: SEBI’s online system for filing and escalating complaints.
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